SFC Licences of YANG Xiaoqing 楊晓青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 04 March 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 04 March 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 04 March 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 04 March 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 2 24 October 2005 13 January 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 November 2004 13 January 2020
BOCI Securities Limited 中銀國際證券有限公司 RE 3 06 July 2011 17 December 2014
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 04 April 2005 27 January 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 30 April 2004 16 November 2004