SFC Licences of YANG Xiaoqing 楊晓青
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 04 March 2020 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 04 March 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 March 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 March 2020 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 06 July 2011 | 17 December 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 24 October 2005 | 13 January 2020 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 04 April 2005 | 27 January 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 November 2004 | 13 January 2020 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 30 April 2004 | 16 November 2004 |