SFC Licences of HARRISON David Martin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T.F.S. Derivatives HK Limited RO 2 03 January 2012
T.F.S. Derivatives HK Limited RO 1 03 January 2012
MF Global Hong Kong Limited 明富環球香港有限公司 RO 5 20 July 2011 10 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RO 4 20 July 2011 10 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RO 2 26 February 2009 10 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RO 1 26 February 2009 10 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 02 January 2009 26 February 2009
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 02 January 2009 26 February 2009
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 17 March 2008 21 August 2008
Newedge Broker Limited 新際經紀有限公司 RE 7 12 October 2006 21 August 2008
Newedge Broker Limited 新際經紀有限公司 RE 2 01 October 2006 21 August 2008
Newedge Broker Limited 新際經紀有限公司 RE 1 01 October 2006 21 August 2008
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 2 16 July 2004 11 April 2006
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RO 1 16 July 2004 11 April 2006
BGC Securities (Hong Kong) LLC RO 1 18 May 2004 15 July 2004