SFC Licences of WONG Tai Cheung, Andrew 黃棣彰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 12 August 2011 | 15 October 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 09 September 2009 | 24 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 September 2009 | 24 March 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 05 December 2007 | 09 January 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 January 2006 | 09 January 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 January 2006 | 09 January 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 January 2006 | 09 January 2009 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 May 2004 | 17 May 2005 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 May 2004 | 17 May 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 May 2004 | 17 May 2005 |