SFC Licences of CHAN Ka Wai 陳嘉威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 31 August 2009 19 June 2012
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 9 10 July 2007 31 August 2009
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 9 10 July 2007 18 January 2008
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 11 June 2007 31 August 2009
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4 11 June 2007 18 January 2008
Haitong International Research Limited 海通國際研究有限公司
RE 4 07 December 2006 04 June 2007
Haitong International Securities Company Limited 海通國際證券有限公司
RE 4 08 August 2006 04 December 2006
CSC Futures (HK) Limited 群益期貨(香港)有限公司
RE 2 28 June 2004 24 July 2006
CSC Securities (HK) Limited 群益證券(香港)有限公司
RE 1 28 June 2004 24 July 2006