SFC Licences of CHAN Ka Wai 陳嘉威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 31 August 2009 | 19 June 2012 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 31 August 2009 | 19 June 2012 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 10 July 2007 | 31 August 2009 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 10 July 2007 | 18 January 2008 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 11 June 2007 | 31 August 2009 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 11 June 2007 | 18 January 2008 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 07 December 2006 | 04 June 2007 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 08 August 2006 | 04 December 2006 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 28 June 2004 | 24 July 2006 |
CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 28 June 2004 | 24 July 2006 |