SFC Licences of CHOW Yee 周怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 June 2011 | 29 March 2013 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 May 2011 | 29 March 2013 |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 9 | 18 June 2007 | 29 April 2011 |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RE | 4 | 28 June 2004 | 29 April 2011 |