SFC Licences of YU Ching Yan, Johnny 于正人
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 11 November 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 October 2006 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 2 | 05 May 2004 | 11 November 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 May 2004 | 11 November 2017 |