SFC Licences of SHAH Roheet

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 26 April 2011 31 August 2020
Merrill Lynch (Asia Pacific) Limited RE 1 26 April 2011 31 August 2020
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 16 May 2006 03 March 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 May 2004 03 March 2011