SFC Licences of SHAH Roheet
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 26 April 2011 | 31 August 2020 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 April 2011 | 31 August 2020 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 16 May 2006 | 03 March 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 12 May 2004 | 03 March 2011 |