SFC Licences of JIANG Guorong 蔣国荣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RO	6	21 November 2018	30 November 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	21 September 2017	30 November 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	21 September 2017	21 November 2018
UBS Securities Hong Kong Limited	RE	6	19 December 2016	23 June 2017
UBS Securities Hong Kong Limited	RE	6	15 September 2014	18 December 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	18 October 2013	30 June 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	6	30 October 2009	30 June 2014
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RO	1	02 September 2008	30 October 2009
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司	RE	1	20 April 2007	02 September 2008
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司	RE	1	12 May 2004	31 December 2008