SFC Licences of WONG Man Huen, Mandy 黃文絢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
J.P. Morgan Broking (Hong Kong) Limited RE 4 23 September 2009 01 September 2012
J.P. Morgan Broking (Hong Kong) Limited RE 1 23 September 2009 01 September 2012
J.P. Morgan Broking (Hong Kong) Limited RE 5 23 September 2009 01 October 2010
J.P. Morgan Broking (Hong Kong) Limited RE 2 23 September 2009 01 October 2010
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 24 July 2007 28 July 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 24 July 2007 28 July 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 07 May 2004 11 January 2007