SFC Licences of WONG Man Huen, Mandy 黃文絢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 23 September 2009 | 01 September 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 23 September 2009 | 01 September 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 23 September 2009 | 01 October 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 23 September 2009 | 01 October 2010 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 24 July 2007 | 28 July 2007 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 24 July 2007 | 28 July 2007 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 07 May 2004 | 11 January 2007 |