SFC Licences of PERRETT Adam Nicholas 龐立德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4 19 June 2006 01 September 2007
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 08 May 2006 01 September 2007
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 08 May 2006 19 June 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RO 4 10 January 2005 11 April 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司
RE 1, 6 14 May 2004 11 April 2006
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司
RE 1 14 May 2004 11 April 2006