SFC Licences of LEE Kar Ying 李嘉盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 30 July 2021 | |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 April 2021 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 April 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 28 October 2004 | 19 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 July 2004 | 19 March 2021 |