SFC Licences of LEE Kar Ying 李嘉盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 4 30 July 2021
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 09 April 2021
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 09 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 28 October 2004 19 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 14 July 2004 19 March 2021