SFC Licences of LEUNG Yuen Kwan 梁婉君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 February 2019 | |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 06 September 2011 | |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 01 March 2006 | 06 September 2011 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 18 May 2004 | 27 February 2006 |