SFC Licences of SHIN Stephen Hyunsang 申鉉尚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 30 May 2006 | 01 July 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 30 May 2006 | 01 July 2007 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 15 July 2005 | 14 November 2005 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 11 July 2005 | 14 November 2005 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 11 July 2005 | 14 November 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 March 2005 | 16 June 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 May 2004 | 07 January 2005 |