SFC Licences of LEE Wai Wah, Pauline 李慧華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 18 September 2009 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 18 September 2009 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 24 September 2007 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 24 August 2007 | 10 December 2008 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 August 2007 | 10 December 2008 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 May 2004 | 16 August 2007 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 May 2004 | 16 August 2007 |