SFC Licences of LING Miu Kai 凌妙佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 23 January 2009 20 July 2009
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 23 December 2008 20 July 2009
Success Securities Limited 實德證券有限公司 RE 1 23 December 2008 20 July 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 11 July 2008 05 September 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 11 July 2008 05 September 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 02 November 2007 01 July 2008
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 14 August 2006 01 July 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 14 August 2006 01 July 2008
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 18 May 2005 21 December 2005
Cinda International Securities Limited 信達國際證券有限公司 RE 1 03 February 2005 21 December 2005
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 03 February 2005 21 December 2005
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 28 July 2004 07 January 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 24 May 2004 07 January 2005