SFC Licences of ZUO Jie 左杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oasis Management (Hong Kong) | RE | 9 | 28 March 2013 | 17 May 2016 |
| Oasis Management (Hong Kong) | RE | 5 | 28 March 2013 | 17 May 2016 |
| Oasis Management (Hong Kong) | RE | 4 | 28 March 2013 | 17 May 2016 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 21 May 2008 | 30 July 2008 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 23 August 2005 | 09 November 2006 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 23 August 2005 | 09 November 2006 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 23 August 2005 | 09 November 2006 |
| Macquarie Asia Securities Limited | RE | 2 | 04 August 2005 | 12 August 2005 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 07 June 2005 | 12 August 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 15 July 2004 | 14 March 2005 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 May 2004 | 14 March 2005 |