SFC Licences of WONG Chie King 王植敬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 21 June 2007 31 January 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 21 June 2007 31 January 2011
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 26 May 2006 01 June 2007
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 26 May 2006 01 June 2007
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 12 May 2006 01 June 2007
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 12 May 2006 01 June 2007
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 October 2005 22 April 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 19 July 2004 22 April 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 July 2004 22 April 2006