SFC Licences of WONG Chie King 王植敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 21 June 2007 | 31 January 2011 |
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 21 June 2007 | 31 January 2011 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 26 May 2006 | 01 June 2007 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 26 May 2006 | 01 June 2007 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 12 May 2006 | 01 June 2007 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 12 May 2006 | 01 June 2007 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 October 2005 | 22 April 2006 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 19 July 2004 | 22 April 2006 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 July 2004 | 22 April 2006 |