SFC Licences of SHAH Anand
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 September 2011 | 01 December 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 September 2011 | 01 December 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 September 2011 | 01 December 2011 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 03 January 2011 | 31 July 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 January 2011 | 31 July 2011 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 25 May 2004 | 28 June 2004 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 May 2004 | 28 June 2004 |