SFC Licences of LEUNG Wai Kei 梁偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities Limited 中國證券有限公司 RO 4 27 August 2019
China Securities Limited 中國證券有限公司 RO 1 27 June 2018
Nomura Securities (Hong Kong) Limited RE 2 03 February 2010 16 February 2013
Nomura Securities (Hong Kong) Limited RE 1 08 December 2008 16 February 2013
Nomura Futures (Hong Kong) Limited RE 2 08 December 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 16 February 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 16 February 2013
Lehman Brothers Futures Asia Limited RE 2 25 June 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 25 June 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 30 May 2008 29 September 2008
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 RE 1 30 May 2008 29 September 2008
Rabo Brokerage HK Limited 荷合證券香港有限公司 RE 1 12 September 2007 24 May 2008
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 RE 4 05 October 2004 17 February 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 May 2004 17 February 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 May 2004 17 February 2006