SFC Licences of ANDREW Simon Malcolm
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 September 2008 | 21 October 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 20 April 2007 | 21 July 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 20 April 2007 | 21 July 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 April 2007 | 21 July 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 24 May 2004 | 22 February 2006 |