SFC Licences of YU Xiaomei 于晓梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Expecta Capital Limited 明景資本有限公司 RO 9 14 January 2022
Expecta Capital Limited 明景資本有限公司 RO 4 14 January 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 4 21 May 2019 31 December 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 9 04 October 2017 31 December 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 04 October 2017 31 December 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 03 July 2012 04 October 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 July 2012 04 October 2017
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 9 28 April 2011 16 May 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 4 28 April 2011 16 May 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 18 February 2011 28 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 15 January 2008 20 January 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 4 14 April 2005 24 August 2006
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 February 2005 11 March 2005
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 26 July 2004 03 February 2005