SFC Licences of WONG Chak Yan Martin 黃集恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 11 April 2016 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 February 2016 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 03 May 2013 | 13 May 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 03 May 2013 | 31 August 2013 |
Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 22 September 2008 | 12 April 2013 |
Planetree Futures Limited 梧桐期貨有限公司 | RE | 2 | 27 May 2004 | 18 March 2005 |
Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 27 May 2004 | 18 March 2005 |