SFC Licences of TSE Sze Man 謝思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fubon Fund Management (Hong Kong) Limited 富邦基金管理(香港)有限公司 | RE | 4 | 29 May 2020 | |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 4 | 02 October 2015 | 01 August 2017 |
| BOCOM Schroder Asset Management (Hong Kong) Company Limited 交銀施羅德資產管理(香港)有限公司 | RE | 1 | 02 October 2015 | 01 August 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 13 October 2008 | 13 December 2008 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 13 October 2008 | 13 December 2008 |
| Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 08 August 2006 | 14 September 2006 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 16 November 2005 | 01 May 2006 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 03 June 2004 | 09 June 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 03 June 2004 | 09 June 2005 |