SFC Licences of LEE Sze Wan 李詩韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 6 24 November 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 24 November 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 24 November 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 30 September 2014 24 November 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 30 September 2014 24 November 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 30 September 2014 24 November 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RO 6 18 August 2014 31 August 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RO 4 18 August 2014 31 August 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RO 1 18 August 2014 31 August 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 6 15 July 2014 18 August 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 4 15 July 2014 18 August 2014
Frontier Capital Investment Limited 方達資本投資有限公司 RE 1 15 July 2014 18 August 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 02 November 2011 18 June 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 02 November 2011 18 June 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 02 November 2011 18 June 2014
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 12 October 2011 02 November 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 12 October 2011 02 November 2011
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 12 October 2011 02 November 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 27 September 2006 20 September 2011
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 6 25 September 2006 20 September 2011
Haitong International Capital Limited 海通國際資本有限公司 RE 6 06 August 2004 15 September 2006