SFC Licences of CHAN Man Chun, James 陳文俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 3 | 13 October 2017 | 30 March 2020 |
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 | RO | 3 | 06 October 2009 | 31 July 2012 |
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 | RO | 3 | 03 December 2008 | 16 February 2009 |
CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 | RE | 3 | 04 November 2006 | 03 December 2008 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 14 October 2005 | 12 May 2006 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 04 June 2004 | 04 October 2005 |