SFC Licences of WOOD Graham Douglas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Myriad Asset Management Limited 萬方資產管理有限公司 RE 9 03 January 2020 18 September 2020
Myriad Asset Management Limited 萬方資產管理有限公司 RE 9 25 November 2011 22 October 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 27 October 2008 07 June 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 07 June 2004 07 June 2011