SFC Licences of WOOD Graham Douglas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Myriad Asset Management Limited 萬方資產管理有限公司 | RE | 9 | 03 January 2020 | 18 September 2020 |
Myriad Asset Management Limited 萬方資產管理有限公司 | RE | 9 | 25 November 2011 | 22 October 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 27 October 2008 | 07 June 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 June 2004 | 07 June 2011 |