SFC Licences of YAU Shuk Man, Winnie 丘淑雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amundi Asset Management | RE | 4 | 26 April 2006 | 31 August 2006 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 4 | 26 April 2006 | 31 August 2006 |
| Amundi Asset Management | RE | 9 | 25 April 2006 | 31 August 2006 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 9 | 25 April 2006 | 31 August 2006 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 25 April 2006 | 31 August 2006 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 30 June 2005 | 22 April 2006 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 30 June 2005 | 22 April 2006 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 June 2004 | 30 July 2004 |