SFC Licences of TAI Fuk Loi, Frankie 戴福來
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RO | 9 | 21 July 2023 | 29 February 2024 |
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RO | 4 | 21 July 2023 | 29 February 2024 |
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 07 December 2015 | 21 July 2023 |
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 07 December 2015 | 21 July 2023 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 4 | 15 October 2012 | 10 October 2015 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 30 April 2010 | 10 October 2015 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 30 April 2010 | 10 October 2015 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 05 June 2004 | 10 October 2015 |