SFC Licences of GARG Manish
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | RE | 9 | 08 December 2020 | |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 08 February 2018 | 17 April 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 23 February 2016 | 06 November 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 23 February 2016 | 06 November 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 15 September 2015 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 15 September 2015 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 15 September 2015 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 15 September 2015 | 27 October 2015 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 13 September 2006 | 08 February 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 07 June 2004 | 01 September 2006 |