SFC Licences of HUYNH HUU Tuan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup First Investment Management Limited RO 9 03 June 2009 31 March 2010
Citigroup First Investment Management Limited RO 4 03 June 2009 31 March 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 03 June 2009 31 March 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 04 May 2009 31 March 2010
Citigroup First Investment Management Limited RE 9 04 May 2009 03 June 2009
Citigroup First Investment Management Limited RE 4 04 May 2009 03 June 2009
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 12 August 2008 26 November 2008
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 9 29 December 2006 31 December 2008
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RO 4 29 December 2006 31 December 2008
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 9 01 September 2006 29 December 2006
Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 RE 4 01 September 2006 29 December 2006
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 16 June 2006 26 November 2008
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RO 9 05 January 2006 31 May 2006
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RO 4 05 January 2006 31 May 2006
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 9 23 June 2004 05 January 2006
SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 RE 4 23 June 2004 05 January 2006