SFC Licences of CHING Yi Edmund

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RO	4	18 December 2020
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RO	1	18 December 2020
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	08 December 2020	18 December 2020
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	1	08 December 2020	18 December 2020
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	08 January 2020	10 January 2020
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	14 October 2019	18 October 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	24 June 2019	26 June 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	28 March 2019	03 April 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	04 March 2019	07 March 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	11 February 2019	22 February 2019
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	05 November 2018	09 November 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	02 October 2018	11 October 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	13 August 2018	16 August 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	07 May 2018	09 May 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	07 March 2018	08 March 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	12 February 2018	14 February 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	09 January 2018	11 January 2018
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	04 December 2017	07 December 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	27 September 2017	30 September 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	19 July 2017	21 July 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	21 March 2017	25 March 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	15 February 2017	17 February 2017
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	07 November 2016	09 November 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	26 September 2016	28 September 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	11 July 2016	12 July 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	11 April 2016	13 April 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	17 February 2016	19 February 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	26 January 2016	28 January 2016
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	07 December 2015	10 December 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	20 October 2015	24 October 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	13 July 2015	15 July 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	08 June 2015	12 June 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	27 April 2015	29 April 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	16 March 2015	18 March 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	21 January 2015	23 January 2015
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	10 November 2014	11 November 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	29 October 2014	31 October 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	15 September 2014	19 September 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	18 August 2014	20 August 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	26 May 2014	28 May 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	23 April 2014	25 April 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	25 February 2014	27 February 2014
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	01 November 2013	01 November 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	15 October 2013	16 October 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	19 September 2013	25 September 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	22 July 2013	25 July 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	05 April 2013	09 April 2013
Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司	RE	4	12 November 2012	16 November 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	17 July 2006	23 July 2007
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	17 July 2006	23 July 2007
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	4	27 June 2006	13 July 2007
Credit Suisse Futures (Hong Kong) Limited	RE	7	20 April 2006	19 May 2006
Credit Suisse Futures (Hong Kong) Limited	RE	2	20 April 2006	19 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	10 June 2004	19 May 2006
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	10 June 2004	19 May 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	4	10 June 2004	12 April 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	10 June 2004	12 April 2006