SFC Licences of KWOK Ying Cheuk 郭英卓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司	RO	9	31 May 2023
EBANG CAPITAL (HK) LIMITED 億邦資本(香港)有限公司	RO	4	31 May 2023
EBANG SECURITIES INTERNATIONAL (HK) LIMITED 億邦證券國際(香港)有限公司	RO	1	31 May 2023
Zijing Capital Limited 紫荊融資有限公司	RO	1	10 February 2023	12 May 2023
Zijing Capital Limited 紫荊融資有限公司	RE	6	10 February 2023	12 May 2023
Zijing Asset Management Limited 紫荊資產管理有限公司	RO	9	10 February 2023	05 May 2023
Zijing Asset Management Limited 紫荊資產管理有限公司	RO	4	10 February 2023	05 May 2023
Zijing Asset Management Limited 紫荊資產管理有限公司	RE	9	03 January 2023	10 February 2023
Zijing Asset Management Limited 紫荊資產管理有限公司	RE	4	03 January 2023	10 February 2023
Zijing Capital Limited 紫荊融資有限公司	RE	1	03 January 2023	10 February 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	9	15 March 2021	01 November 2022
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	4	15 March 2021	01 November 2022
Vantum Asset Management Limited 雋一資產管理有限公司	RO	9	18 April 2017	01 September 2020
Vantum Asset Management Limited 雋一資產管理有限公司	RO	4	18 April 2017	01 September 2020
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	2	21 February 2017	01 November 2022
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	1	21 February 2017	01 November 2022
Wei Da Asset Management Limited 偉達資產管理有限公司	RO	9	27 May 2016	17 October 2016
Goldhorse Securities Limited 金馬證券有限公司	RO	4	27 May 2016	17 October 2016
Goldhorse Securities Limited 金馬證券有限公司	RO	1	27 May 2016	17 October 2016
Longrun Financial Group Limited 朗潤金融集團有限公司	RO	2	26 October 2012	31 March 2015
Longrun Financial Group Limited 朗潤金融集團有限公司	RE	2	25 October 2012	26 October 2012
LT Securities Limited 利通證券有限公司	RO	2	01 April 2011	25 October 2012
LT Securities Limited 利通證券有限公司	RO	1	01 April 2011	25 October 2012
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	06 May 2008	13 January 2011
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	06 May 2008	13 January 2011
South China Commodities Limited 南華期貨有限公司	RE	2	10 August 2004	19 February 2008
South China Securities Limited 南華證券投資有限公司	RE	1	10 August 2004	19 February 2008