SFC Licences of NG Ho Man Fanny 吳皓敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Alpine Corporate Finance Limited 鼎柏融資有限公司	RO	6	21 December 2018	19 January 2021
Alpine Securities Limited 高山證券有限公司	RO	4	31 July 2018	18 January 2021
Alpine Securities Limited 高山證券有限公司	RO	1	31 July 2018	18 January 2021
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	6	15 October 2014	22 April 2015
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	1	15 October 2014	22 April 2015
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	18 June 2014	15 October 2014
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	1	18 June 2014	15 October 2014
CCB International Capital Limited 建銀國際金融有限公司	RE	6	30 April 2010	29 June 2012
CCB International Capital Limited 建銀國際金融有限公司	RE	1	30 April 2010	29 June 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	6	21 May 2007	01 November 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司	RE	1	21 May 2007	01 November 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	11 June 2004	20 December 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 June 2004	20 December 2006