SFC Licences of RANJAN Rajeev

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 07 February 2014 28 February 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 05 February 2013 28 February 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 05 February 2013 28 February 2014
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 20 June 2012 28 February 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 12 November 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 12 November 2011
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 09 July 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 09 July 2007 29 September 2008
Morgan Stanley Hong Kong Futures Limited RE 7 20 July 2006 07 June 2007
Morgan Stanley Hong Kong Futures Limited RE 2 20 July 2006 07 June 2007
Morgan Stanley Hong Kong Securities Limited RE 1 20 July 2006 07 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 20 July 2006 07 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 20 July 2006 07 June 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 15 June 2004 20 June 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 June 2004 20 June 2006