SFC Licences of CHAN Wing Wai, Albert 陳永威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 03 December 2018 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 December 2018 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 December 2018 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 December 2018 | |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 02 September 2013 | 17 August 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 02 September 2013 | 17 August 2018 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 September 2013 | 17 August 2018 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 05 July 2013 |
Macquarie Asia Securities Limited | RE | 2 | 16 August 2007 | 05 July 2013 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 10 July 2006 | 24 April 2009 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 11 January 2005 | 21 March 2005 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 15 June 2004 | 21 March 2005 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 15 June 2004 | 21 March 2005 |