SFC Licences of LIU Mingdi 劉鳴鏑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 19 October 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 19 October 2021 | |
| UBS Securities Asia Limited | RE | 4 | 15 November 2018 | 31 May 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RO | 4 | 01 August 2012 | 06 September 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 11 May 2012 | 01 August 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 24 May 2011 | 12 April 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 16 May 2008 | 24 May 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 June 2004 | 17 May 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 June 2004 | 22 April 2005 |