SFC Licences of SUNG Yoon Kyu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RO 2 07 September 2020
UBS Securities Hong Kong Limited RO 1 07 September 2020
UBS Securities Asia Limited RO 2 07 September 2020
UBS Securities Asia Limited RO 1 07 September 2020
UBS Securities Hong Kong Limited RE 2 19 December 2016 07 September 2020
UBS Securities Hong Kong Limited RE 1 19 December 2016 07 September 2020
UBS Derivatives Hong Kong Limited RE 2 24 July 2013 18 December 2016
UBS Securities Hong Kong Limited RE 1 24 July 2013 18 December 2016
UBS Securities Asia Limited RE 2 15 June 2004 07 September 2020
UBS Securities Asia Limited RE 1 15 June 2004 07 September 2020