SFC Licences of LAU Wing Tong 劉永棠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 19 October 2016 | 01 April 2023 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 October 2016 | 01 April 2023 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 19 October 2016 | 01 April 2023 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 31 August 2010 | 28 December 2010 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 12 September 2005 | 09 June 2010 |