SFC Licences of HO Ka Wai 何家維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 29 July 2010 | 16 February 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 29 July 2010 | 30 January 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 May 2005 | 04 March 2009 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 11 August 2004 | 11 May 2005 |