SFC Licences of LAI Wai Shan 黎慧珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 06 February 2012 | 31 May 2022 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 16 May 2011 | 31 May 2022 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 16 May 2011 | 31 May 2022 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 14 March 2008 | 07 March 2011 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 05 March 2008 | 07 March 2011 |
Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 | RE | 4 | 03 April 2007 | 31 October 2007 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 12 April 2005 | 28 February 2007 |
iBest Consultants Limited | RE | 9 | 20 July 2004 | 01 April 2005 |
iBest Consultants Limited | RE | 4 | 20 July 2004 | 01 April 2005 |