SFC Licences of LUI Wing Sze 呂詠詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 January 2007 | 14 May 2012 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 January 2007 | 06 December 2010 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 October 2006 | 09 November 2006 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 09 October 2006 | 09 November 2006 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 06 February 2006 | 03 October 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 June 2004 | 03 October 2006 |