SFC Licences of LAU Cheuk Hang 劉卓衡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 | RO | 9 | 17 June 2020 | |
Yaozhi Asset Management International Co., Limited 耀之國際資產管理有限公司 | RO | 4 | 17 June 2020 | |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 08 November 2017 | 17 January 2018 |
Austen Capital Management Limited 鼎豐資產管理有限公司 | RO | 9 | 19 January 2017 | 31 August 2017 |
Austen Capital Management Limited 鼎豐資產管理有限公司 | RO | 4 | 19 January 2017 | 31 August 2017 |
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 | RO | 9 | 23 September 2015 | 08 December 2016 |
Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 | RO | 4 | 23 September 2015 | 08 December 2016 |
ZMF Asset Management Limited 中募金融資管有限公司 | RE | 9 | 13 March 2012 | 30 April 2015 |