SFC Licences of ZHANG Xiaomei 張曉梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wonderland International Securities Limited 華德國際證券有限公司 RO 4 30 June 2020
Wonderland International Securities Limited 華德國際證券有限公司 RO 1 19 February 2019
Wonderland International Asset Management Limited 華德國際資產管理有限公司 RO 9 18 December 2017
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 4 14 January 2015 16 June 2017
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 9 04 September 2014 16 June 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RO 1 31 March 2014 16 June 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RO 4 31 March 2014 16 June 2017
Sheng Yuan Securities Limited 盛源證券有限公司 RE 1 07 March 2014 31 March 2014
Sheng Yuan Securities Limited 盛源證券有限公司 RE 4 07 March 2014 31 March 2014
CCB International Securities Limited 建銀國際證券有限公司 RO 4 21 July 2009 01 March 2014
CCB International Securities Limited 建銀國際證券有限公司 RO 1 09 November 2007 01 March 2014
CCB International Securities Limited 建銀國際證券有限公司 RE 1 17 August 2007 09 November 2007
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 17 November 2004 01 January 2006
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 26 June 2004 17 November 2004