SFC Licences of CHEN Chih-Kuo 陳治國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 RO 9 07 July 2020 17 August 2022
CCB Principal Asset Management (Hong Kong) Co., Limited 建信資產管理(香港)有限公司 RO 4 07 July 2020 17 August 2022
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RO 9 13 December 2018 31 May 2019
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RO 4 13 December 2018 31 May 2019
PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 RE 9 15 October 2018 13 December 2018
DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 RO 9 30 October 2017 15 September 2018
DSG Asset Management (HK) Company Limited 德誠環球資產管理(香港)有限公司 RE 9 18 October 2017 30 October 2017
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 9 04 June 2013 10 October 2017
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RO 4 04 June 2013 10 October 2017
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 9 18 April 2013 04 June 2013
Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 RE 4 18 April 2013 04 June 2013
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 9 25 October 2011 01 April 2013
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 14 April 2011 25 October 2011
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 01 February 2011 01 April 2013
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 01 February 2011 01 April 2013
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 02 November 2010 01 February 2011
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 02 November 2010 01 February 2011
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE 1 10 June 2010 30 September 2010
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RE 1 18 November 2005 10 October 2008
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 24 June 2004 03 August 2005