SFC Licences of TAM Hoo Tsun 譚浩俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Centaline Securities Limited 中原證券有限公司 | RO | 1 | 05 December 2017 | 11 August 2023 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 11 August 2017 | 11 August 2023 |
Centaline Securities Limited 中原證券有限公司 | RE | 1 | 09 August 2016 | 05 December 2017 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 16 February 2005 | 25 July 2016 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 30 June 2004 | 25 July 2016 |