SFC Licences of KWONG Tony Yu Chun 鄺逸聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Protocol Asset Management (HK) Limited 承諾資產管理(香港)有限公司 RE 9 04 November 2022 09 December 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 19 September 2013 09 April 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 21 May 2013 09 April 2016
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 31 May 2012 21 May 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 31 May 2012 21 May 2013
Yorkville Advisors HK Limited RE 6 27 August 2010 30 September 2011
Yorkville Advisors HK Limited RE 4 18 March 2009 30 September 2011
Yorkville Advisors HK Limited RE 1 18 March 2009 30 September 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 15 March 2006 10 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 15 March 2006 10 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 10 March 2006 10 November 2008
Lazard Asia (Hong Kong) Limited RE 4 20 July 2004 28 February 2006
Lazard Asia (Hong Kong) Limited RE 6 20 July 2004 28 February 2006