SFC Licences of CAO John 曹鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Securities Hong Kong Limited	RE	6	18 January 2017	01 September 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	05 May 2014	03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	05 May 2014	03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	6	05 May 2009	24 January 2013
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	05 May 2009	24 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	06 June 2006	21 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	06 June 2006	21 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	17 January 2006	24 April 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	17 January 2006	24 April 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	17 January 2006	24 April 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	30 June 2004	02 September 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	30 June 2004	02 September 2004
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	30 June 2004	02 September 2004