SFC Licences of CHAN Sai Ko, Timothy 陳世浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 12 October 2010 | 01 August 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 October 2010 | 01 August 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 October 2010 | 31 December 2010 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 11 January 2008 | 30 September 2010 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 11 January 2008 | 30 September 2010 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 11 January 2008 | 30 September 2010 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 21 July 2004 | 24 May 2006 |