SFC Licences of AU Lai Chong 區麗莊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RO | 1 | 19 August 2021 | |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 06 July 2017 | 19 August 2021 |
Delta Asia Securities Limited 滙業證券有限公司 | RO | 4 | 06 July 2017 | |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RO | 9 | 06 July 2017 | |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RO | 4 | 06 July 2017 | |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 25 February 2016 | 06 July 2017 |
Hamon Asian Advisors Limited | RE | 4 | 21 April 2008 | 17 December 2015 |
Hamon Asset Management Limited | RE | 4 | 31 January 2007 | 17 December 2015 |
Hamon Investment Management Limited | RE | 4 | 31 January 2007 | 17 December 2015 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 18 August 2004 | 11 January 2007 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 18 August 2004 | 11 January 2007 |