SFC Licences of CHAN Sun Wo 陳巽和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Corporate Commodities Limited 協聯期貨有限公司 | RE | 2 | 26 January 2005 | 31 March 2020 |
Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 25 January 2005 | 31 March 2020 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 30 June 2004 | 20 January 2005 |